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Colorado State's Faculty Council Adopts Post-Tenure Review Policy Heralded As A Leader In State And Nation

Monday, December 9, 1996

FORT COLLINS--Colorado State University's Faculty Council has adopted a plan to require performance evaluations for all faculty, including tenured professors--a move that establishes a university post-tenure review policy at the forefront of reform efforts in higher education.

Prof. Penelope Bauer, chairwoman of Faculty Council, said what sets the Colorado State policy apart from all but a small handful of university policies across the country is that it offers improvement possibilities, as well as corrective action and even dismissal options when necessary. Bauer stressed, however, that first and foremost the new policy offers an opportunity for faculty--including tenured faculty--to continue to grow professionally and for the university to improve its efforts at accountability.

"Faculty have a duty and a responsibility to police themselves and to ensure the standards of the profession are upheld and even improved upon. This new policy takes a comprehensive approach toward that goal," Bauer said. "For a performance review policy to be effective, there have to be three main ingredients: provisions to recognize outstanding achievement; support and assistance for those who need to improve; and, in those cases where it is necessary, corrective action. This policy contains all of that, and that is what we think will make it succeed."

Bauer said only a handful of major universities nationwide have implemented post-tenure review policies.

"This is a good policy for both the public and university faculty. Tenure is an important protection of academic freedom and ensures faculty can serve society. This policy recognizes that. At the same, the policy reflects our desire as faculty to continue to address public accountability," Bauer said.

Colorado State President Albert C. Yates agreed the primary reason for such a policy is to help faculty advance and improve as professionals, and he said much can be learned through the review process.

"This significant action has occurred with relative harmony and without the kind of acrimony that has characterized this discussion on so many campuses," Yates said. "I believe this speaks well of our faculty and its willingness to police itself - and to the importance they place on mechanisms to support improvement in teaching and research."

Yates also praised the faculty for establishing a policy that is on the cutting edge of reform efforts in higher education in the state.

"Our faculty has taken a leadership position on the most significant post-tenure review policy of any Colorado college or university," Yates said. "This policy is a testament to our faculty's commitment to outstanding performance."

Under this newly adopted policy, all faculty will undergo five-year comprehensive evaluations in addition to the current system of annual evaluations. The policy establishes measures to reward exemplary performance as well as corrective measures if a faculty member receives an unsatisfactory evaluation from a comprehensive review or two unsatisfactory annual reviews from a department chairperson.

"I think one of the most interesting parts of this plan is it explicitly acknowledges that all faculty are not equally skilled at all the various responsibilities of university faculty--teaching, research and service," Bauer said.

Bauer said, for example, faculty with expertise in undergraduate teaching can focus efforts on educating undergraduate students, and they will be evaluated with emphasis on performance in teaching. The same is true for other areas of emphasis, which Bauer said will help allow greater efficiency and service.

"That's directly responsive to the public's concerns and indicates our continuing desire to be responsive," Bauer said.

Comprehensive reviews of tenured faculty will include a summary of all annual reviews since the previous comprehensive review or since tenure was granted, an updated resume, a self-analysis by the faculty member and a statement of individual goals and objectives.

Additionally, a department head will provide an overall assessment of a faculty member's performance, which includes identifying an individual's strengths and any deficiencies. Peer reviews will be established for cases in which serious and chronic deficiencies are identified. These faculty peers can recommend professional development plans, or disciplinary actions such as salary reduction, demotion, or even tenure revocation.

"This policy ensures there is regular review and evaluation of faculty. It also ensures reviews are carried out in ways consistent with the tenure system, academic freedom, due process and other protected rights," Bauer said.

The new policy will take effect, pending approval by the State Board of Agriculture, next fall semester.

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